How to Develop & Defend Your Risk-Based AML Program

The OCC, FDIC, Federal Reserve, NCUA and FinCEN released a statement emphasizing their “risk-focused” approach to examining BSA/AML compliance programs.

Is your AML program current with examination requirements and expectations?

In this session, Terri Luttrell, CAMS-Audit, will give attendees an inside look into a risk-based program, how to develop a risk based program, and what examiners will be looking for.

Join to learn:

What examiners announced in their statement this summer
What is required in a comprehensive enterprise wide risk assessment
How your AML program should center around unique risk profiles
Pitfalls to avoid that might otherwise flag examiner concerns
What to expect during your next examination in regards to your risk-based approach

How to Develop & Defend Your Risk-Based AML Program

The OCC, FDIC, Federal Reserve, NCUA and FinCEN released a statement emphasizing their “risk-focused” approach to examining BSA/AML compliance programs.

"BAM+ fits every size. You just tailor it to match your institution and your risk." Jennifer Gardner, 1st VP BSA/AML/OFAC Officer, Marquette Bank

"BAM+ fits every size. You just tailor it to match your institution and your risk."

Jennifer Gardner, 1st VP BSA/AML/OFAC Officer, Marquette Bank