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How to Develop & Defend Your Risk-Based AML Program

The OCC, FDIC, Federal Reserve, NCUA and FinCEN released a statement emphasizing their “risk-focused” approach to examining BSA/AML compliance programs.

Is your AML program current with examination requirements and expectations?

In this session, Terri Luttrell, CAMS-Audit, will give attendees an inside look into a risk-based program, how to develop a risk based program, and what examiners will be looking for.

Join to learn:

  • What examiners announced in their statement this summer
  • What is required in a comprehensive enterprise wide risk assessment
  • How your AML program should center around unique risk profiles
  • Pitfalls to avoid that might otherwise flag examiner concerns
  • What to expect during your next examination in regards to your risk-based approach

"BAM+ fits every size. You just tailor it to match your institution and your risk."

Jennifer Gardner, 1st VP BSA/AML/OFAC Officer, Marquette Bank