Politically Exposed Persons and Your Institution – Identifying, Handling, and Banking
The FinCEN Files unearthed examples of corruption with PEPs occurring within the industry making many financial crime fighters ask how they should be handling these high-risk customers. In this session, our experts tackle the realities of banking PEPs, the risks involved, and the steps you can take to ensure your program is prepared.
Watch this session to learn:
- What the latest regulations say about PEPs and the risks they pose
- Best practices for identifying and handling Politically Exposed Persons
- How to structure your compliance program to adequately screen PEPs
If you are interested in more content surrounding PEPs, be sure to check out our accompanying whitepaper “The PEP and AML Risk: Identifying a Politically Exposed Person and Mitigating Related Risks.”
Meet Your Presenters
Andres Tapia, CAMS, GAMS, CFE
Director, Advisory Services
Abrigo
Andres Tapia, CAMS, GAMS, CFE, brings 15 years of financial service experience working with community banks ranging in asset size from $1 billion in assets to large regional banks of up to $125 billion in assets. Andres has managed retail and compliance teams and has gained experience in retail banking,
Melissa Mantooth, CAMS
Senior Risk Management Consultant
Abrigo
Melissa Mantooth is a Senior Risk Management Consultant with Abrigo in the Advisory Services Group. She has over 20 years’ experience working in the financial institution & software industry. She has worked directly with financial institutions to incorporate automated solutions into their BSA, AML, and Fraud programs. Melissa has worked
