As FinCEN and the U.S. Treasury introduce new regulations to strengthen and modernize AML/CFT programs, financial institutions must reassess and update their compliance practices. This checklist offers best practice suggestions to ensure your institution is regulator-ready. From policy updates to enhanced training and data reporting, these steps will help you align with the latest requirements and proactively address compliance expectations.
Download this checklist to learn:
- How to update internal policies and procedures to include necessary mitigating factors
- Tips for training and educating financial crime staff
- Resources to help you with program updates
