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Valuant is now Abrigo, giving you a single source to Manage Risk and Drive Growth

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DiCOM Software is now part of Abrigo, giving you a single source to Manage Risk and Drive Growth. Make yourself at home – we hope you enjoy your new web experience.

Looking for TPG Software? You are in the right place!

TPG Software is now part of Abrigo. You can continue to count on the world-class Investment Accounting software and services you’ve come to expect, plus all that Abrigo has to offer.

Make yourself at home – we hope you enjoy being part of our community.

AML/CFT AML Software AML Training BSA Rules and Regulation

First-Day Letter Request

This sample “First-Day Letter” is a comprehensive, exam-prep job aid designed to help financial institutions proactively gather the documentation and information commonly requested in a BSA/AML/CFT examination. The first-day letter outlines everything examiners expect to see, from organizational charts and risk assessments to transaction monitoring data and sanctions screening protocols.

Developed by Abrigo’s Regulatory Compliance Director, this resource equips your institution to respond confidently and completely. It reflects current best practices and incorporates guidance from key regulatory bodies, including FFIEC, FinCEN, OFAC, and the Department of Commerce.

Key Takeaways: 

  • Prepare for exams with a complete, organized list of over 100 documentation requests across all major BSA/AML/CFT focus areas.
  • Align with examiner expectations using a checklist-style format that mirrors real-world regulatory requests.
  • Leverage expert insights to stay current with evolving compliance standards.

This template was made for educational purposes only.