Navigating through your BSA exam to mitigate risk
Exam preparation is vital to the success of your BSA/AML program. While regulatory exam(s) occur all too frequently, it’s never too late to learn how to be on top of exam preparation, especially when it comes to the 5 pillars of BSA/AML Compliance. Learn the difference between being risk-based versus risk-focused, and how to prepare as a result.
You’ll learn from Abrigo’s team about decision making and hear tips on how to avoid the risk of enforcement actions at your financial institution.
Abrigo’s advisory team is equipped with tools, personnel and resources to help you prepare for your next exam.
- Recommendations for exam preparation
- Tactics for decision-making and defending those decisions
- Remediation for prior audit/exam findings
This session is eligible for 1.25 CAFP, CERP and CRCM credits as well as 1 CFCS credit.